SEC Filing Html Data
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13D
Under the Securities Exchange Act of 1934
(Amendment No. 16)*
CompX International Inc.
(Name of Issuer)
Class A Common Stock, par value $0.01 per share
(Title of Class of Securities)
20563P 10 1
(CUSIP Number)
STEVEN L. WATSON
THREE LINCOLN CENTRE
SUITE 1700
5430 LBJ FREEWAY
DALLAS, TEXAS 75240-2694
(972) 233-1700
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
May 11, 2006
(Date of Event which requires Filing
of this Statement)
If the filing person has previously filed a statement on Schedule 13G
to report the acquisition that is the subject of this Schedule 13D, and is
filing this schedule because of sections 240.13d-1(e), 240.13d-1(f) or
240.13d-1(g), check the following box. [ ]
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
(Continued on following pages)
CUSIP No. 20563P 10 1
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
CompX Group, Inc.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [ ]
(b) [ ]
3 SEC USE ONLY
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
7 SOLE VOTING POWER
-0-
NUMBER OF
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 2,586,820
EACH
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH -0-
10 SHARED DISPOSITIVE POWER
2,586,820
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,586,820
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
49.4%
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
CUSIP No. 20563P 10 1
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
NL Industries, Inc.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [ ]
(b) [ ]
3 SEC USE ONLY
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
WC
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
New Jersey
7 SOLE VOTING POWER
-0-
NUMBER OF
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 2,922,024
EACH
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH -0-
10 SHARED DISPOSITIVE POWER
2,922,024
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,922,024
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
55.8%
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
CUSIP No. 20563P 10 1
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
TIMET Finance Management Company
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [ ]
(b) [ ]
3 SEC USE ONLY
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
WC
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
7 SOLE VOTING POWER
-0-
NUMBER OF
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 3,070,420
EACH
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH -0-
10 SHARED DISPOSITIVE POWER
3,070,420
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,070,420
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.6%
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
CUSIP No. 20563P 10 1
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Titanium Metals Corporation
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [ ]
(b) [ ]
3 SEC USE ONLY
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
WC
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
7 SOLE VOTING POWER
-0-
NUMBER OF
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 3,070,420
EACH
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH -0-
10 SHARED DISPOSITIVE POWER
3,070,420
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,070,420
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.6%
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
CUSIP No. 20563P 10 1
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Tremont LLC
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [ ]
(b) [ ]
3 SEC USE ONLY
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
Not applicable
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
7 SOLE VOTING POWER
-0-
NUMBER OF
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 3,070,420
EACH
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH -0-
10 SHARED DISPOSITIVE POWER
3,070,420
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,070,420
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
58.6%
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
CUSIP No. 20563P 10 1
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Valhi, Inc.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [ ]
(b) [ ]
3 SEC USE ONLY
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
WC
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
7 SOLE VOTING POWER
-0-
NUMBER OF
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 3,405,624
EACH
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH -0-
10 SHARED DISPOSITIVE POWER
3,405,624
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,405,624
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
65.0%
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
CUSIP No. 20563P 10 1
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Valhi Holding Company
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [ ]
(b) [ ]
3 SEC USE ONLY
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
Not applicable
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
7 SOLE VOTING POWER
-0-
NUMBER OF
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 3,405,624
EACH
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH -0-
10 SHARED DISPOSITIVE POWER
3,405,624
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,405,624
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
65.0%
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
CUSIP No. 20563P 10 1
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Valhi Group, Inc.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [ ]
(b) [ ]
3 SEC USE ONLY
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
Not applicable
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Nevada
7 SOLE VOTING POWER
-0-
NUMBER OF
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 3,405,624
EACH
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH -0-
10 SHARED DISPOSITIVE POWER
3,405,624
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,405,624
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
65.0%
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
CUSIP No. 20563P 10 1
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
National City Lines, Inc.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [ ]
(b) [ ]
3 SEC USE ONLY
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
Not applicable
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
7 SOLE VOTING POWER
-0-
NUMBER OF
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 3,405,624
EACH
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH -0-
10 SHARED DISPOSITIVE POWER
3,405,624
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,405,624
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
65.0%
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
CUSIP No. 20563P 10 1
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
NOA, Inc.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [ ]
(b) [ ]
3 SEC USE ONLY
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
Not applicable
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
7 SOLE VOTING POWER
-0-
NUMBER OF
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 3,405,624
EACH
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH -0-
10 SHARED DISPOSITIVE POWER
3,405,624
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,405,624
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
65.0%
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
CUSIP No. 20563P 10 1
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Dixie Holding Company
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [ ]
(b) [ ]
3 SEC USE ONLY
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
Not applicable
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
7 SOLE VOTING POWER
-0-
NUMBER OF
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 3,405,624
EACH
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH -0-
10 SHARED DISPOSITIVE POWER
3,405,624
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,405,624
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
65.0%
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
CUSIP No. 20563P 10 1
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Dixie Rice Agricultural Corporation, Inc.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [ ]
(b) [ ]
3 SEC USE ONLY
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
Not applicable
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Louisiana
7 SOLE VOTING POWER
-0-
NUMBER OF
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 3,405,624
EACH
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH -0-
10 SHARED DISPOSITIVE POWER
3,405,624
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,405,624
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
65.0%
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
CUSIP No. 20563P 10 1
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Southwest Louisiana Land Company, Inc.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [ ]
(b) [ ]
3 SEC USE ONLY
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
Not applicable
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Louisiana
7 SOLE VOTING POWER
-0-
NUMBER OF
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 3,405,624
EACH
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH -0-
10 SHARED DISPOSITIVE POWER
3,405,624
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,405,624
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
65.0%
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
CUSIP No. 20563P 10 1
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Contran Corporation
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [ ]
(b) [ ]
3 SEC USE ONLY
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
Not applicable
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
7 SOLE VOTING POWER
-0-
NUMBER OF
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 3,405,624
EACH
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH -0-
10 SHARED DISPOSITIVE POWER
3,405,624
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,405,624
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
65.0%
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
CUSIP No. 20563P 10 1
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
The Combined Master Retirement Trust
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [ ]
(b) [ ]
3 SEC USE ONLY
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
Not applicable
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
7 SOLE VOTING POWER
-0-
NUMBER OF
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 3,405,624
EACH
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH -0-
10 SHARED DISPOSITIVE POWER
3,405,624
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,405,624
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
65.0%
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
EP
CUSIP No. 20563P 10 1
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Harold Simmons Foundation, Inc.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [ ]
(b) [ ]
3 SEC USE ONLY
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
Not applicable
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
7 SOLE VOTING POWER
-0-
NUMBER OF
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 3,405,624
EACH
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH -0-
10 SHARED DISPOSITIVE POWER
3,405,624
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,405,624
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (SEE INSTRUCTIONS) [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
65.0%
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
CUSIP No. 20563P 10 1
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Harold C. Simmons
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(SEE INSTRUCTIONS)
(a) [ ]
(b) [ ]
3 SEC USE ONLY
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
Not applicable
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
7 SOLE VOTING POWER
56,900
NUMBER OF
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 3,425,624
EACH
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 56,900
10 SHARED DISPOSITIVE POWER
3,425,624
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
56,900
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (SEE INSTRUCTIONS) [ X ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.1%
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
AMENDMENT NO. 16
TO SCHEDULE 13D
This amended statement on Schedule 13D (this "Statement") relates to
the class A common stock, par value $0.01 per share (the "Class A Shares"), of
CompX International Inc., a Delaware corporation (the "Company"). Items 2, 3, 4
and 5 of this Statement are hereby amended as set forth below.
Item 2. Identity and Background.
Item 2(a) is amended and restated as follows.
(a) The following entities or person are filing this Statement
(collectively, the "Reporting Persons"):
(i) CompX Group, Inc. ("CGI") as a direct holder of Class A
Shares;
(ii) NL Industries, Inc. ("NL") and TIMET Finance Management
Company ("TFMC") by virtue of their direct ownership of CGI and as
direct holders of Class A Shares;
(iii) Titanium Metals Corporation ("TIMET") by virtue of its
indirect ownership of CGI and direct ownership of TFMC;
(iv) Tremont LLC ("Tremont") by virtue of its indirect
ownership of CGI and TFMC;
(v) Valhi, Inc. ("Valhi"), Valhi Holding Company ("VHC"),
Valhi Group, Inc. ("VGI"), National City Lines, Inc. ("National"), NOA,
Inc. ("NOA"), Dixie Holding Company ("Dixie Holding"), Dixie Rice
Agricultural Corporation, Inc. ("Dixie Rice"), Southwest Louisiana Land
Company, Inc. ("Southwest"), Contran Corporation ("Contran"), The
Combined Master Retirement Trust (the "CMRT") and the Harold Simmons
Foundation, Inc. (the "Foundation") by virtue of their indirect
ownership of CGI, TFMC and NL; and
(vi) Harold C. Simmons by virtue of his direct and indirect
ownership of Class A Shares and his positions with Contran and certain
of the other entities (as described in this Statement).
By signing this Statement, each Reporting Person agrees that this Statement is
filed on its or his behalf.
CGI, TFMC, NL, Harold C. Simmons and his spouse are direct holders of
49.4%, 9.2%, 6.4%, 1.1% and 0.4%, respectively, of the 5,240,280 Class A Shares
outstanding as of June 1, 2006 according to information the Company provided
(the "Outstanding Class A Shares").
CGI also directly holds 100%, or 10,000,000 shares, of the Company's
class B common stock, par value $0.01 per share (the "Class B Shares" and
collectively with the Class A Shares shall be referred to as the "Shares"). The
description of the relative rights of the Shares as described in this Statement
is qualified in its entirety by the terms of the Company's restated certificate
of incorporation that is filed as Exhibit 3.1 to Amendment No. 1 to the
Company's Registration Statement on Form S-1 filed with the U.S. Securities and
Exchange Commission on February 4, 1998 (Reg. No. 333-42643), which is
incorporated herein by reference. As a result of its ownership of 49.4% of the
Class A Shares and 100% of the Class B Shares, CGI directly holds approximately
82.6% of the combined voting power (97.5% of the voting power for the election
of directors) of all classes of voting stock of the Company. CGI may be deemed
to control the Company.
NL and TFMC are the direct holders of approximately 82.4%, and 17.6%,
respectively, of the outstanding shares of CGI common stock and together may be
deemed to control CGI. Valhi and TFMC are the direct holders of approximately
83.1% and 0.5%, respectively, of the outstanding shares of NL common stock and
together may be deemed to control NL.
TIMET is the direct holder of 100% of the outstanding shares of common
stock of TFMC and may be deemed to control TFMC. Tremont, Harold C. Simmons'
spouse, the CMRT, Valhi and Harold C. Simmons are the direct holders of
approximately 33.3%, 12.4%, 10.2%, 3.9% and 2.8% of the outstanding shares of
TIMET common stock. Tremont may be deemed to control TIMET. The ownership of Mr.
Simmons' spouse includes 21,333,333 shares of TIMET common stock that she has
the right to acquire upon conversion of 1,600,000 shares of TIMET's 6 3/4%
Series A Convertible Preferred Stock, par value $0.01 per share (the "Series A
Preferred Stock"), that she directly owns. The ownership of Valhi includes
196,000 shares of TIMET common stock that Valhi has the right to acquire upon
conversion of 14,700 shares of Series A Preferred Stock that Valhi directly
holds. The percentage ownership of TIMET common stock held by each of Ms.
Simmons and Valhi assumes the full conversion of only the shares of Series A
Preferred Stock she or Valhi owns, respectively. All share amounts for TIMET
common stock in this amendment no. 16 to this Statement reflect the two-for-one
split of the Shares that TIMET paid in the form of a stock dividend on the close
of business on May 15, 2006 to holders of record as of the close of business on
May 5, 2006.
Valhi is the sole member of Tremont and may be deemed to control
Tremont. VHC, the Foundation, the Contran Deferred Compensation Trust No. 2 (the
"CDCT No. 2") and the CMRT are the direct holders of 91.8%, 0.9%, 0.4% and 0.1%,
respectively, of the common stock of Valhi. VHC may be deemed to control Valhi.
VGI, National, and Contran are the direct holders of 87.4%, 10.3% and 2.3%,
respectively, of the outstanding common stock of VHC. Together, VGI, National,
and Contran may be deemed to control VHC. National, NOA and Dixie Holding are
the direct holders of approximately 73.3%, 11.4% and 15.3%, respectively, of the
outstanding shares of common stock of VGI. Together, National, NOA and Dixie
Holding may be deemed to control VGI. Contran and NOA are the direct holders of
approximately 85.7% and 14.3%, respectively, of the outstanding shares of common
stock of National and together may be deemed to control National. Contran and
Southwest are the direct holders of approximately 49.9% and 50.1%, respectively,
of the outstanding shares of common stock of NOA and together may be deemed to
control NOA. Dixie Rice is the direct holder of 100% of the outstanding shares
of common stock of Dixie Holding and may be deemed to control Dixie Holding.
Contran is the holder of 100% of the outstanding shares of common stock of Dixie
Rice and may be deemed to control Dixie Rice. Contran is the holder of
approximately 88.9% of the outstanding shares of common stock of Southwest and
may be deemed to control Southwest.
Substantially all of Contran's outstanding voting stock is held by
trusts established for the benefit of certain children and grandchildren of
Harold C. Simmons (the "Trusts"), of which Mr. Simmons is the sole trustee, or
held by Mr. Simmons or persons or other entities related to Mr. Simmons. As sole
trustee of the Trusts, Mr. Simmons has the power to vote and direct the
disposition of the shares of Contran stock held by the Trusts. Mr. Simmons,
however, disclaims beneficial ownership of any shares of Contran stock that the
Trusts hold.
The Foundation directly holds approximately 0.9% of the outstanding
shares of Valhi common stock. The Foundation is a tax-exempt foundation
organized for charitable purposes. Harold C. Simmons is the chairman of the
board of the Foundation and may be deemed to control the Foundation.
The CDCT No. 2 directly holds approximately 0.4% of the outstanding
shares of Valhi common stock. U.S. Bank National Association serves as the
trustee of the CDCT No. 2. Contran established the CDCT No. 2 as an irrevocable
"rabbi trust" to assist Contran in meeting certain deferred compensation
obligations that it owes to Harold C. Simmons. If the CDCT No. 2 assets are
insufficient to satisfy such obligations, Contran is obligated to satisfy the
balance of such obligations as they come due. Pursuant to the terms of the CDCT
No. 2, Contran (i) retains the power to vote the shares of Valhi common stock
held directly by the CDCT No. 2, (ii) retains dispositive power over such shares
and (iii) may be deemed the indirect beneficial owner of such shares.
The CMRT directly holds approximately 10.2% of the outstanding shares
of TIMET common stock and 0.1% of the outstanding shares of Valhi common stock.
Contran sponsors the CMRT, which permits the collective investment by master
trusts that maintain the assets of certain employee benefit plans Contran and
related companies adopt. Harold C. Simmons is the sole trustee of the CMRT and a
member of the trust investment committee for the CMRT. Mr. Simmons is also a
participant in one or more of the employee benefit plans that invest through the
CMRT.
NL and a subsidiary of NL directly own 3,522,967 shares and 1,186,200
shares, respectively, of Valhi common stock. Pursuant to Delaware law, Valhi
treats the shares of Valhi common stock that NL and the subsidiary of NL own as
treasury stock for voting purposes and for the purposes of this Statement such
shares are not deemed outstanding.
Mr. Harold C. Simmons is chairman of the board and chief executive
officer of NL and chairman of the board of CGI, TIMET, Tremont, Valhi, VHC, VGI,
National, NOA, Dixie Holding, Dixie Rice, Southwest and Contran.
By virtue of the holding of the offices, the stock ownership and his
service as trustee, all as described above, (a) Mr. Simmons may be deemed to
control the entities described above and (b) Mr. Simmons and certain of such
entities may be deemed to possess indirect beneficial ownership of the Shares
that are directly held by CGI, TFMC and NL. However, Mr. Simmons disclaims such
beneficial ownership of the Shares beneficially owned, directly or indirectly,
by any of such entities.
Harold C. Simmons' spouse is the direct owner of 20,000 Class A Shares,
128,600 shares of TIMET common stock, 1,600,000 shares of TIMET Series A
Preferred Stock, 239,475 shares of NL common stock and 43,400 shares of Valhi
common stock. Mr. Simmons may be deemed to share indirect beneficial ownership
of such securities. He disclaims beneficial ownership of all securities that his
spouse holds directly.
Harold C. Simmons is the direct owner of 56,900 Class A Shares,
4,167,900 shares of TIMET common stock, 447,100 shares of NL common stock
(including stock options exerciseable for 2,000 shares) and 3,383 shares of
Valhi common stock.
A trust of which Harold C. Simmons and his spouse are co-trustees and
the beneficiaries of which are the grandchildren of his spouse is the direct
holder of 36,500 shares of Valhi common stock. Mr. Simmons disclaims beneficial
ownership of these shares.
Certain information concerning the directors and executive officers of
the Reporting Persons, including offices held by Mr. Simmons is set forth on
Schedule B attached hereto and incorporated herein by reference.
The Reporting Persons understand that the funds required by each person
named in Schedule B to this Statement to acquire Shares were from such person's
personal funds.
Item 3. Source and Amount of Funds or Other Consideration.
Item 3 is amended as follows.
The total amount of funds NL used to acquire the Class A Shares NL
purchased as reported in Item 5(c) was $1,187,516.00 (including commissions). NL
obtained such funds from its cash on hand.
Item 4. Purpose of Transaction.
Item 4 is amended as follows.
NL purchased the Class A Shares reported in Item 5(c) in order to
increase its equity interest in the Company.
Depending upon their evaluation of the Company's business and
prospects, and upon future developments (including, but not limited to,
performance of the Class A Shares in the market, availability of funds,
alternative uses of funds, and money, stock market and general economic
conditions), any of the Reporting Persons or other entities that may be deemed
to be affiliated with Contran may from time to time purchase Shares, and any of
the Reporting Persons or other entities that may be deemed to be affiliated with
Contran may from time to time dispose of all or a portion of the Shares held by
such person, or cease buying or selling Shares. Any such additional purchases or
sales of Shares may be in open market or privately negotiated transactions or
otherwise.
The information included in Item 2 of this Statement is hereby
incorporated herein by reference. As described under Item 2 of this Statement,
Harold C. Simmons may be deemed to control the Company.
Certain of the persons named in Schedule B to this Statement, namely
Eugene K. Anderson, James W. Brown, Robert D. Graham, Tim C. Hafer, J. Mark
Hollingsworth, Keith A. Johnson, William J. Lindquist, A. Andrew R. Louis, Kelly
D. Luttmer, Andrew B. Nace, Bobby D. O'Brien, Glenn R. Simmons, Harold C.
Simmons, John A. St. Wrba, Gregory M. Swalwell and Steven L. Watson are officers
and/or directors of the Company or perform services for the Company as employees
of one of the Company's parent corporations and may acquire Class A Shares from
time to time pursuant to employee benefit plans that the Company sponsors or
other compensation arrangements with the Company or otherwise.
Except as described in this Item 4, none of the Reporting Persons nor,
to the best knowledge of such persons, any other person named in Schedule B to
this Statement has formulated any plans or proposals which relate to or would
result in any matter required to be disclosed in response to paragraphs (a)
through (j) of Item 4 of Schedule 13D.
Item 5. Interest in Securities of the Issuer.
Item 5 is amended as follows.
(a) CGI, TFMC, NL, Harold C. Simmons and his spouse are the direct
beneficial owners of 2,586,820, 483,600, 335,204, 56,900, and 20,000 Class A
Shares, respectively. CGI also directly holds 10,000,000 Class B Shares.
By virtue of the relationships described under Item 2 of this
Statement:
(1) CGI may be deemed to be the beneficial owner of the
2,586,820 Class A Shares (approximately 49.4% of the Outstanding Class
A Shares) and 10,000,000 Class B Shares (approximately 82.6% of the
combined voting power, and 97.5% of the voting power for the election
of directors, of all classes of voting stock of the Company) that CGI
holds directly;
(2) NL may be deemed to be the beneficial owner of the
2,922,024 Class A Shares (approximately 55.8% of the Outstanding Class
A Shares) and 10,000,000 Class B Shares (approximately 84.8% of the
combined voting power, and 97.8% of the voting power for the election
of directors, of all classes of voting stock of the Company) that CGI
and NL hold directly;
(3) TFMC, TIMET and Tremont may each be deemed to be the
beneficial owner of the 3,070,420 Class A Shares (approximately 58.6%
of the Outstanding Class A Shares) and 10,000,000 Class B Shares
(approximately 85.8% of the combined voting power, and 97.9% of the
voting power for the election of directors, of all classes of voting
stock of the Company) that CGI and TFMC hold directly;
(4) Valhi, VHC, VGI, National, NOA, Dixie Holding, Dixie Rice,
Southwest, Contran, the CMRT and the Foundation may each be deemed to
be the beneficial owner of the 3,405,624 Class A Shares (approximately
65.0% of the Outstanding Class A Shares) and 10,000,000 Class B Shares
(approximately 88.0% of the combined voting power, and 98.3% of the
voting power for the election of directors, of all classes of voting
stock of the Company) that CGI, TFMC and NL hold directly; and
(5) Harold C. Simmons may be deemed to be the beneficial owner
of the 3,482,524 Class A Shares (approximately 66.5% of the Outstanding
Class A Shares) and 10,000,000 Class B Shares (approximately 88.5% of
the combined voting power, and 98.3% of the voting power for the
election of directors, of all classes of voting stock of the Company)
that CGI, TFMC, NL, he and his spouse hold directly.
Except to the extent of the 56,900 Class A Shares he holds directly, Harold C.
Simmons disclaims beneficial ownership of all Shares.
The Reporting Persons understand, based on ownership filings with the
U.S. Securities and Exchange Commission (the "Commission") or upon information
provided by the persons listed on Schedule B to this Statement, that such
persons may be deemed to own beneficially the Class A Shares as indicated on
Schedule C to this Statement.
(b) By virtue of the relationships described in Item 2 of this
Statement:
(1) CGI may be deemed to share the power to vote and direct
the disposition of the 2,586,820 Class A Shares (approximately 49.4% of
the Outstanding Class A Shares) and 10,000,000 Class B Shares
(approximately 82.6% of the combined voting power, and 97.5% of the
voting power for the election of directors, of all classes of voting
stock of the Company) that CGI holds directly;
(2) NL may be deemed to share the power to vote and direct the
disposition of the 2,922,024 Class A Shares (approximately 55.8% of the
Outstanding Class A Shares) and 10,000,000 Class B Shares
(approximately 84.8% of the combined voting power, and 97.8% of the
voting power for the election of directors, of all classes of voting
stock of the Company) that CGI and NL hold directly;
(3) TFMC, TIMET and Tremont may each be deemed to share the
power to vote and direct the disposition of the 3,070,420 Class A
Shares (approximately 58.6% of the Outstanding Class A Shares) and
10,000,000 Class B Shares (approximately 85.8% of the combined voting
power, and 97.9% of the voting power for the election of directors, of
all classes of voting stock of the Company) that CGI and TFMC hold
directly;
(4) Valhi, VHC, VGI, National, NOA, Dixie Holding, Dixie Rice,
Southwest, Contran, the CMRT and the Foundation may each be deemed to
share the power to vote and direct the disposition of the 3,405,624
Class A Shares (approximately 65.0% of the Outstanding Class A Shares)
and 10,000,000 Class B Shares (approximately 88.0% of the combined
voting power, and 98.3% of the voting power for the election of
directors, of all classes of voting stock of the Company) that CGI,
TFMC and NL hold directly;
(5) Harold C. Simmons may be deemed to share the power to vote
and direct the disposition of the 3,425,624 Class A Shares
(approximately 65.4% of the Outstanding Class A Shares) and 10,000,000
Class B Shares (approximately 88.1% of the combined voting power, and
98.3% of the voting power for the election of directors, of all classes
of voting stock of the Company) that CGI, TFMC, NL and his spouse hold
directly; and
(6) Harold C. Simmons may be deemed to have the sole power to
vote and direct the disposition of the 56,900 Class A Shares
(approximately 1.1% of the Outstanding Class A Shares) that he directly
holds.
(c) The table below sets forth transactions in the Shares by the
Reporting Persons since March 29, 2006, the last transaction reported in
amendment no. 15 to this Statement. Other than Glenn R. Simmons and Steven L.
Watson, NL was the only Reporting Person to have transactions since March 29,
2006. NL executed all of such transactions, which were all purchases of Shares
on the New York Stock Exchange.
Number of Price Per Share ($)
Date Shares (exclusive of commissions)
---------------- --------------- --------------------------------
04/21/06 100 $15.20
04/21/06 900 $15.50
04/21/06 1,700 $15.68
04/24/06 200 $16.00
04/27/06 3,600 $16.00
04/28/06 4,900 $16.00
05/01/06 1,100 $15.75
05/01/06 500 $15.76
05/01/06 2,000 $16.00
05/02/06 1,600 $16.00
05/04/06 4,700 $16.00
05/05/06 10,000 $16.00
05/08/06 10,000 $16.00
05/08/06 900 $15.75
05/09/06 9,400 $15.50
05/10/06 300 $15.50
05/11/06 3,400 $15.50
05/12/06 2,800 $15.50
05/15/06 1,300 $15.50
05/16/06 1,600 $15.50
05/17/06 2,200 $15.50
05/18/06 1,800 $15.50
05/19/06 1,000 $15.50
05/22/06 1,400 $15.50
05/23/06 1,500 $15.50
05/24/06 900 $15.50
05/30/06 5,000 $15.25
05/31/06 400 $15.50
Mr. Glenn R. Simmons and Steven L. Watson each received on May 16,
2006, 1,000 Shares, which Shares represent the Company's annual grant of Shares
for no cash consideration to the Company's non-employee directors.
(d) CGI, TFMC, NL, Harold C. Simmons and his spouse each has the right
to receive and the power to direct the receipt of dividends from, and proceeds
from the sale of, the Shares directly held by such entity or person.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this Statement is true, complete and
correct.
Date: June 7, 2006
/s/ Harold C. Simmons
----------------------
Harold C. Simmons
Signing in the
capacities listed on
Schedule "A" attached
hereto and
incorporated herein by
reference.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this Statement is true, complete and
correct.
Date: June 7, 2006
/s/ Steven L. Watson
----------------------
Steven L. Watson
Signing in the
capacities listed on
Schedule "A" attached
hereto and
incorporated herein by
reference.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this Statement is true, complete and
correct.
Date: June 7, 2006
/s/ Gregory M. Swalwell
-----------------------
Gregory M. Swalwell
Signing in the
capacity listed on
Schedule "A" attached
hereto and
incorporated herein by
reference.
SCHEDULE A
HAROLD C. SIMMONS, in his individual capacity and as trustee of THE COMBINED
MASTER RETIREMENT TRUST.
STEVEN L. WATSON, as president, chief executive officer or vice president of
each of:
CONTRAN CORPORATION
DIXIE HOLDING COMPANY
DIXIE RICE AGRICULTURAL CORPORATION, INC.
HAROLD SIMMONS FOUNDATION, INC.
NATIONAL CITY LINES, INC.
NOA, INC.
SOUTHWEST LOUISIANA LAND COMPANY, INC.
TITANIUM METALS CORPORATION
TREMONT LLC
VALHI GROUP, INC.
VALHI HOLDING COMPANY
VALHI, INC.
GREGORY M. SWALWELL, as vice president of each of:
COMPX GROUP, INC.
NL INDUSTRIES, INC.
TIMET FINANCE MANAGEMENT COMPANY
Schedule B
The names of the directors and executive officers of CompX Group, Inc.
("CGI"), Contran Corporation ("Contran"), Dixie Holding Company ("Dixie
Holding"), Dixie Rice Agricultural Corporation, Inc. ("Dixie Rice"), the Harold
Simmons Foundation, Inc. (the "Foundation"), National City Lines, Inc.
("National"), NL Industries, Inc. ("NL"), NOA, Inc. ("NOA"), Southwest Louisiana
Land Company, Inc. ("Southwest"), TIMET Finance Management Company ("TFMC"),
Titanium Metals Corporation ("TIMET"), Valhi Group, Inc. ("VGI"), Valhi Holding
Company ("VHC") and Valhi, Inc. ("Valhi") and their present principal
occupations are set forth below. Except as otherwise indicated, each such person
is a citizen of the United States of America and the business address of each
such person is 5430 LBJ Freeway, Suite 1700, Dallas, Texas 75240.
Name Present Principal Occupation
- ----------------------------- ---------------------------------------------
Eugene K. Anderson Vice president of Contran, Dixie Holding,
Dixie Rice, National, NOA, Southwest,
Tremont LLC, a wholly owned limited
liability company of Valhi ("Tremont"),
Valhi, VGI and VHC; and treasurer of the
Foundation.
Thomas E. Barry (1) Vice president for executive affairs at
Southern Methodist University and professor
of marketing in the Edwin L. Cox School of
Business at Southern Methodist University;
and a director of Valhi.
James W. Brown Vice president, corporate finance of TIMET.
Keith R. Coogan (2) Chief executive officer of Software
Spectrum, Inc.; director of Kronos
Worldwide, Inc., a subsidiary of Valhi
("Kronos Worldwide"), and TIMET
Norman S. Edelcup (3) Mayor of Sunny Isles Beach, Florida;
director of CompX International Inc., a
subsidiary of NL (the "Company"), Valhi and
Florida Savings Bancorp; and trustee of the
Baron Funds, a mutual fund group.
Lisa Simmons Epstein Director and president of the Foundation.
Robert D. Graham Vice president of Contran, Dixie Holding,
Dixie Rice, the Foundation, National, NOA,
Southwest, Tremont, Valhi, VGI and VHC;
executive vice president of TIMET; vice
president and general counsel of Kronos
Worldwide and NL; and vice president,
general counsel and secretary of CGI.
Norman N. Green (4) A private investor and a director of TIMET.
Tim C. Hafer Vice president and controller, Kronos
Worldwide and NL.
J. Mark Hollingsworth Vice president and general counsel of
Contran, Dixie Holding, Dixie Rice,
National, NOA, Southwest, Tremont, Valhi,
VGI and VHC; general counsel of the
Foundation and the Company; trust counsel of
The Combined Master Retirement Trust, a
trust Contran sponsors that permits the
collective investment by master trusts that
maintain the assets of certain employee
benefit plans Contran and related companies
adopt (the "CMRT"); and acting general
counsel of Keystone Consolidated Industries,
Inc., a subsidiary of Contran ("Keystone").
Bruce P. Inglis (5) Vice president-finance, operations of TIMET.
Francis B. Jacobs, II (6) Vice president-client services of Stewart
Management Company; and director, vice
president and assistant secretary of TFMC.
Keith A. Johnson Controller of the Foundation.
William J. Lindquist Director and senior vice president of
Contran, Dixie Holding, National, NOA, VGI
and VHC; senior vice president of Dixie
Rice, Southwest, Tremont and Valhi; and a
director of CGI.
A. Andrew R. Louis Secretary of Contran, the Company, Dixie
Holding, Dixie Rice, Kronos Worldwide,
National, NL, NOA, Southwest, Tremont,
TIMET, Valhi, VGI and VHC.
Kelly D. Luttmer Vice president and tax director of Contran,
CGI, the Company, Dixie Holding, Dixie Rice,
Kronos Worldwide, National, NOA, NL,
Southwest, TIMET, Tremont, Valhi, VGI and
VHC.
Andrew McCollam, Jr. (7) President and a director of Southwest;
director of Dixie Rice; and a private
investor.
W. Hayden McIlroy (8) Private investor primarily in real estate;
and a director of Valhi and Cadco Systems,
Inc., a manufacturer of emergency alert
systems.
Harold M. Mire (9) Vice president of Dixie Rice and Southwest.
Cecil H. Moore, Jr. (10) Director of NL and Kronos Worldwide; and a
private investor.
Andrew B. Nace Vice president and general counsel of TIMET.
Bobby D. O'Brien Vice president, chief financial officer and
director of Dixie Holding, National, NOA,
VGI and VHC; executive vice president and
chief financial officer of TIMET; vice
president and chief financial officer of
Contran, Dixie Rice, Southwest, Tremont and
Valhi; and director of CGI.
Glenn R. Simmons Vice chairman of the board of Contran, Dixie
Holding, Dixie Rice, National, NOA, Tremont,
Valhi, VGI and VHC; chairman of the board of
the Company and Keystone; director and
executive vice president of Southwest; and a
director of CGI, Kronos Worldwide, NL and
TIMET.
Harold C. Simmons Chairman of the board of CGI, Contran, Dixie
Holding, Dixie Rice, the Foundation,
National, NOA, Southwest, TIMET, Tremont,
Valhi, VGI and VHC; chairman of the board
and chief executive officer of Kronos
Worldwide and NL; and trustee and member of
the trust investment committee of the CMRT.
Richard A. Smith (9) Vice president of Dixie Rice.
Thomas P. Stafford (11) Director of NL and TIMET; chairman of the
NASA Advisory Council Task Force on the
International Space Station Program. John A.
St. Wrba Vice president and treasurer of
Contran, CGI, the Company, Dixie Holding,
Dixie Rice, Kronos Worldwide, National, NL,
NOA, Southwest, TIMET, Tremont, Valhi, VGI
and VHC.
Scott E. Sullivan Vice president and controller of TIMET.
Gregory M. Swalwell Vice president and controller of Contran,
Dixie Holding, National, NOA, Southwest,
Tremont, Valhi, VGI and VHC; vice president,
finance and chief financial officer of CGI,
Kronos Worldwide and NL; vice president of
Dixie Rice and TIMET; and director, vice
president and treasurer of TFMC.
J. Walter Tucker, Jr. (12) President, treasurer and a director of
Tucker & Branham, Inc., a mortgage banking,
insurance and real estate company; a
director of Valhi; and a member of the trust
investment committee of the CMRT.
Steven L. Watson Director and president of Contran, Dixie
Holding, Dixie Rice, National, NOA, VGI and
VHC; director, president and chief executive
officer of Valhi; president of Tremont;
director and executive vice president of
Southwest; director, vice president and
secretary of the Foundation; vice chairman
of Kronos Worldwide; vice chairman,
president and chief executive officer of
TIMET; and a director of CGI, the Company,
Keystone and NL.
Terry N. Worrell (13) Director of NL; a private investor with
Worrell Investments, Inc., real estate
investment company.
Joan L. Yori (6) Vice president-client services of Stewart
Management Company; and director, president,
secretary and assistant treasurer of TFMC.
Paul J. Zucconi (14) A private investor and a director of TIMET.
- ----------
(1) The principal business address for Dr. Barry is Southern Methodist
University, Perkins Administration Bldg. #224, Dallas, Texas 75275.
(2) The principal business address for Mr. Coogan is Software Spectrum,
Inc., 3480 Lotus Drive, Plano, Texas 75075.
(3) The principal business address for Mr. Edelcup is 17395 North Bay Road,
Suite 103, Sunny Isles Beach, Florida 33160.
(4) Mr. Green is a citizen of Canada. The principal business address for
Mr. Green is 10340 Strait Lane, Dallas, Texas 75229.
(5) Mr. Inglis is a citizen of Canada. The principal business address for
Mr. Inglis is 1999 Broadway, Suite 4300, Denver, Colorado 80202.
(6) The principal business address for Mr. Jacobs and Ms. Yori is Nemours
Building, Suite 1410, 1007 Orange Street, Wilmington, Delaware 19801.
(7) The principal business address for Mr. McCollam is 402 Canal Street,
Houma, Louisiana 70360.
(8) The principal business address for Mr. McIlroy is 25 Highland Park
Village, Suite 100-341, Dallas, Texas 75225.
(9) The principal business address for Messrs. Mire and Smith is 600
Pasquiere Street, Gueydan, Louisiana 70542-0010.
(10) The principal business address for Mr. Moore is 4444 Beverly Drive,
Dallas, Texas 75205.
(11) The principal business address for Gen. Stafford (ret.) is Stafford
Technology Inc., Suite 102, 4200 Perimeter Center, Oklahoma City,
Oklahoma 73112.
(12) The principal business address for Mr. Tucker is 1350 North Orange
Avenue, Suite 102, Winter Park, Florida 32789.
(13) The principal business address for Mr. Worrell is 6909 Vassar, Dallas,
Texas 75205.
(14) The principal business address for Mr. Zucconi is 2801 Mill Haven
Court, Plano, Texas 75093.
SCHEDULE C
Based upon ownership filings with the Commission or upon information
provided by the persons listed on Schedule B to this Statement, such persons may
be deemed to personally beneficially own Class A Shares, as outlined below:
Stock Options Held
Name Class A Shares Held (1) Total
- -------------------------- ------------------- ------------------- -----------
Eugene K. Anderson -0- 3,000 3,000
Thomas E. Barry -0- -0- -0-
James W. Brown -0- -0- -0-
Keith R. Coogan 3,500 -0- 3,500
Norman S. Edelcup 2,000 -0- 2,000
Lisa Simmons Epstein -0- -0- -0-
Robert D. Graham -0- -0- -0-
Norman N. Green -0- -0- -0-
Tim C. Hafer -0- -0- -0-
J. Mark Hollingsworth -0- 7,000 7,000
Bruce P. Inglis -0- -0- -0-
Francis B. Jacobs, II -0- -0- -0-
Keith A. Johnson -0- 4,000 4,000
William J. Lindquist -0- 10,000 10,000
A. Andrew R. Louis -0- 4,000 4,000
Kelly D. Luttmer 200 4,000 4,200
Andrew McCollam, Jr. -0- -0- -0-
W. Hayden McIlroy -0- -0- -0-
Harold M. Mire -0- -0- -0-
Cecil H. Moore, Jr. -0- -0- -0-
Andrew B. Nace -0- -0- -0-
Bobby D. O'Brien 300 10,000 10,300
Glenn R. Simmons (2) 16,500 55,600 72,100
Harold C. Simmons (3) 76,900 -0- 76,900
Richard A. Smith -0- -0- -0-
Thomas P. Stafford -0- -0- -0-
John A. St. Wrba -0- -0- -0-
Gregory M. Swalwell -0- 5,000 5,000
Scott E. Sullivan -0- -0- -0-
J. Walter Tucker, Jr. -0- -0- -0-
Steven L. Watson 7,000 15,600 22,600
Terry N. Worrell -0- -0- -0-
Joan L. Yori -0- -0- -0-
Paul J. Zucconi -0- -0- -0-
- ----------
(1) Represents Class A Shares issuable pursuant to the exercise within 60
days of the date of this Statement of stock options.
(2) Includes 500 Class A Shares held directly by Mr. Glenn R. Simmons'
spouse. Mr. Simmons disclaims beneficial ownership of all such Shares.
(3) Includes 20,000 Class A Shares held directly by Mr. Harold C. Simmons'
spouse. Does not include other Shares of which Mr. Simmons may be
deemed to possess indirect beneficial ownership as described in Items 2
and 5(a) of this Statement. Except for the 56,900 Class A Shares that
he holds directly, Mr. Simmons disclaims beneficial ownership of all
Shares.