SEC Filing Html Data

SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Sessa Capital (Master), L.P.

(Last) (First) (Middle)
444 MADISON AVENUE, 3RD FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/27/2014
3. Issuer Name and Ticker or Trading Symbol
COMPX INTERNATIONAL INC [ CIX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A common stock 431,732 D(1)(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Sessa Capital (Master), L.P.

(Last) (First) (Middle)
444 MADISON AVENUE, 3RD FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Sessa Capital GP, LLC

(Last) (First) (Middle)
444 MADISON AVENUE, 3RD FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Sessa Capital IM, L.P.

(Last) (First) (Middle)
444 MADISON AVENUE, 3RD FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Sessa Capital IM GP, LLC

(Last) (First) (Middle)
444 MADISON AVENUE, 3RD FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Petry John

(Last) (First) (Middle)
444 MADISON AVENUE, 3RD FLOOR

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
Explanation of Responses:
1. Sessa Capital GP, LLC (444 Madison Ave., 3rd floor, NY, NY 10022) serves as the general partner of Sessa Capital (Master), L.P. and may be deemed to have beneficial ownership of the shares directly owned by Sessa Capital (Master), L.P. and be a 10% owner of the issuer. Sessa Capital IM, L.P. (444 Madison Ave., 3rd floor, NY, NY 10022) serves as the investment manager of Sessa Capital (Master), L.P. and may be deemed to have beneficial ownership of the shares directly owned by Sessa Capital (Master), L.P. and be a 10% owner of the issuer. Sessa Capital IM GP, LLC (444 Madison Ave., 3rd floor, NY, NY 10022) serves as the manager of Sessa Capital IM, L.P. and may be deemed to have beneficial ownership of the shares directly owned by Sessa Capital (Master), L.P. and be a 10% owner of the issuer.
2. (Continued from Footnote 1) John Petry is the manager of Sessa Capital GP, LLC and Sessa Capital IM GP, LLC and, as a result, may be deemed to beneficially own shares owned by Sessa Capital (Master), L.P. and be a 10% owner.
Remarks:
/s/ John Petry 08/29/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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